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Shame:
A Major Reason Why Most Medical Doctors Don't Change
Their Views
Frank
Davidoff
In the 1960s the results
of a large randomized controlled study by the University
Group Diabetes Program showed that tolbutamide, virtually
the only blood sugar lowering agent available at the
time in pill form, was associated with a significant
increase in mortality in patients who developed myocardial
infarction.
The obvious response from the medical profession should have been gratitude:
here was an important way
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in fact the response was doubt, outrage, even legal proceedings
against the investigators; the controversy went on for years. Why?
An
important clue surfaced at the annual meeting
of the American Diabetes Association soon
after the study was published. During
the discussion a practitioner stood up and
said he simply could not, and would not, accept
the findings, because admitting to his patients
that he had been using an unsafe treatment
would shame him in their eyes. Other
examples of such reactions to improvement efforts
are not hard to find.
Indeed, it is arguable that
shame is the universal dark side of improvement. After
all, improvement means that, however good your performance
has been, it is not as good as it could be. As
such, the experience of shame helps to explain why
improvement, which ought to be a "no brainer",
is generally such a slow and difficult process.
What is it about shame that
makes it so hard to deal with? Along with embarrassment
and guilt, shame is one of the emotions that motivate
moral behavior. Current thinking suggests that
shame is so devastating because it goes right to
the core of a person's identity, making them feel
exposed, inferior, degraded; it leads to avoidance,
to silence.
The
enormous power of shame is apparent in the adoption
of shaming by many human rights organizations
as their principal lever for social change; on the
flip side lies the obvious social corrosiveness of "shameless" behavior.
Despite its potential importance
in medical life, shame has received
little attention in the medical literature:
a search on the term shame in Medline in November
2001 yielded only 947 references out of the millions
indexed. In a sense, shame is the "elephant
in the room": something so big and disturbing
that we don't even see it, despite the fact that
we keep bumping into it.
An important exception to
this blindness to medical shame is a paper published
in 1987 by the psychiatrist Aaron Lazare which reminded
us that patients commonly see their diseases as defects,
inadequacies, or shortcomings, and that visits to
doctors' surgeries and hospitals involve
potentially
humiliating physical and psychological exposure.
Patients respond by avoiding the
healthcare system, withholding information,
complaining, and suing. Doctors too can feel shamed
in medical encounters, which Lazare suggests contributes
to dissatisfaction with clinical practice.
Indeed,
much of the extreme distress of doctors who
are sued for malpractice
appears to be attributable to the shame rather
than to the financial losses. Also,
who can doubt that a major concern underlying
the controversy currently raging over mandatory
reporting of medical errors
is
the fear of being shamed?
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Doctors may, in fact, be particularly
vulnerable to shame, since they are self-selected for perfectionism
when they choose to enter the profession. Moreover,
the use of shaming as punishment for shortcomings and "moral
errors" committed by medical students and trainees such
as lack of sufficient dedication,
hard
work, and a proper reverence for role obligations |
| probably contributes further to the extreme sensitivity
of doctors to shaming.
What
are the lessons here for those working to improve
the quality and safety of medical
care? Firstly, we should recognize
that shame is a powerful force in slowing or
preventing improvement and that unless it is
confronted and dealt with progress in improvement
will be slow. Secondly, we should also
recognize that shame is a fundamental human
emotion and not about to go away. Once
these ideas are understood, the work of mitigating
and managing shame can flourish.
This work has, of course,
been under way for some time. The move away
from "cutting off the tail of the performance
curve" that is, getting rid of bad apples towards "shifting
the whole curve" as the basic strategy in quality
improvement and the recognition that medical error
results as much from malfunctioning systems as from
incompetent practitioners are important developments
in this regard.
They have helped to minimize
challenges to the integrity of healthcare workers
and support the transformation of medicine from a
culture of blame to a culture of safety.
But quality improvement
has another powerful tool for managing shame. Bringing
issues of quality and safety out of the shadows can,
by itself, remove some of the sting associated with
improvement. After all, how shameful can these
issues be if they are being widely shared and openly
discussed?
Here is where reports by public
bodies and journals like Quality and Safety
in Health Care come in. More specifically,
such a journal supports three major elements:
autonomy, mastery, and connectedness. These
motivate people to learn and improve, bolstering
their competence and their sense of self
worth, thus serving as antidotes to shame.
British Medical
Journal 2002;324:623-624 March 16, 2002
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